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John Arrick

33 Years of Experience
Odessa, TX
2 DisclosuresBroker

John Arrick is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Odessa, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

8180 Lakeview Ctr #2, Odessa, TX, 79765

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Closed-No Action
Customer Dispute
January 2001
Denied
Other Business Activities

John is the sole owner and president of Arrick Financial Services, Inc., a sub S corp established in 2005. He uses the corporation to pay bills and wages, and deposits earnings from Raymond James into its account, dedicating minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 8 mos
Raymond James Financial Services, INC.Broker
March 2005 - Present · 21 yrs 6 mos
Previous Registrations
Raymond James Financial Services
December 2007 - January 2009 · 1 yr 1 mo
Edward JonesBroker
October 1992 - March 2005 · 12 yrs 5 mos
State Registrations14 states
ARCACOFLLAMDMTNCNMNVOKORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.