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Sunil Seth

30 Years of Experience
Lawrenceville, NJ
1 DisclosureBroker

Sunil Seth is a registered investment advisor at Morgan Stanley, based in Lawrenceville, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Lenox Drive, Suite 300, Lawrenceville, NJ, 08648

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History

Regulatory History (1)
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Customer Dispute
July 2002
Closed-No Action
Other Business Activities

Sunil owns rental properties in New York and New Jersey since 2015 and 2017, respectively. He spends minimal time on administrative tasks related to the New Jersey property after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - March 2009 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - March 2009 · 8 yrs 2 mos
J.P. Morgan Securities INC.Broker
December 1992 - June 1998 · 5 yrs 6 mos
State Registrations16 states
CACTDEFLGAILMAMDNCNJNYOHPATXVAVirgin Islands
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.