Daniel Cuddy
Daniel Cuddy is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Auburn, NY, with 33 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7 William Street, Auburn, NY, 13021
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2022Regulatory
July 2007Other Business ActivitiesSells Insurance
Daniel is a board member for Champions for Life and runs two accounting/tax preparation businesses, Daniel R. Cuddy, CPA, LLC and Cuddy Financial Services, dedicating about half of his time to each. He also offers insurance products as a personal financial representative under Avantax Insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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