Jody Balmer is a registered investment advisor, based in Newcastle, WA, with 33 years of industry experience.
Location
Newcastle, WA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jody is the president of 401K Retirement Inc, which is not investment-related, and spends minimal time on it. Jody also works as an agent/representative for B. Riley Wealth Insurance, dedicating about 10-20% of their time to insurance sales.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
April 2005 - Present · 21 yrs 1 mo
Previous Registrations
National Securities CorporationBroker
August 1995 - July 2022 · 26 yrs 11 mos
Everen Securities, INC.Broker
April 1994 - August 1995 · 1 yr 4 mos
Dean Witter Reynolds INC.Broker
November 1992 - April 1994 · 1 yr 5 mos
State Registrations11 states
AZCAFLIDMANJNVNYORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.