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CFP
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CFP

Ray Greenberg

Cetera Investment Advisers LLC
52 Years of Experience
Holland, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Ray Greenberg is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Holland, PA, with 52 years of industry experience. Ray is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

207 Buck Road, Suite 7, Holland, PA, 18966

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History

Regulatory History (1)
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Regulatory
March 1975
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ray owns Financial Expertise, offering insurance and investment services, dedicating full-time hours to the business. He also serves as a board member for Southampton Free Library and Quaint Oak Bank, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 8 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Concourse Financial Group Advisors
February 2006 - February 2025 · 19 yrs
Concourse Financial Group Securities, INC.Broker
January 2004 - February 2025 · 21 yrs 1 mo
Park Avenue Securities LLCBroker
September 1999 - January 2004 · 4 yrs 4 mos
W. S. Griffith & CO., INC.Broker
April 1998 - September 1999 · 1 yr 5 mos
Ifg Network Securities, INC.Broker
January 1996 - March 1998 · 2 yrs 2 mos
Wealth Builders Equity CorporationBroker
November 1991 - January 1996 · 4 yrs 2 mos
Uslife Equity Sales CORP.Broker
November 1986 - February 1991 · 4 yrs 3 mos
Bnl Securities INC.Broker
September 1982 - November 1984 · 2 yrs 2 mos
Independent Financial Planners CorporationBroker
May 1978 - December 1982 · 4 yrs 7 mos
Continental Securities CorporationBroker
May 1969 - May 1976 · 7 yrs
State Registrations10 states
CADEFLNJNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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