RG
CFP
RG
CFP
Ray Greenberg is a CFP-designated registered investment advisor, based in Holland, PA, with 52 years of industry experience.
Location
207 Buck Road, Suite 7, Holland, PA, 18966
Get directionsHistory
Regulatory History (2)
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Financial
July 2016Final
Regulatory
March 1975Final
Other Business ActivitiesSells Insurance
Ray owns Financial Expertise, offering insurance and investment services, dedicating full-time hours to the business. He also serves as a board member for Southampton Free Library and Quaint Oak Bank, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Concourse Financial Group Advisors
February 2006 - February 2025 · 19 yrs
Concourse Financial Group Securities, INC.Broker
January 2004 - February 2025 · 21 yrs 1 mo
Park Avenue Securities LLCBroker
September 1999 - January 2004 · 4 yrs 4 mos
W. S. Griffith & CO., INC.Broker
April 1998 - September 1999 · 1 yr 5 mos
Ifg Network Securities, INC.Broker
January 1996 - March 1998 · 2 yrs 2 mos
Wealth Builders Equity CorporationBroker
November 1991 - January 1996 · 4 yrs 2 mos
Uslife Equity Sales CORP.Broker
November 1986 - February 1991 · 4 yrs 3 mos
Bnl Securities INC.Broker
September 1982 - November 1984 · 2 yrs 2 mos
Independent Financial Planners CorporationBroker
May 1978 - December 1982 · 4 yrs 7 mos
Continental Securities CorporationBroker
May 1969 - May 1976 · 7 yrs
State Registrations10 states
CADEFLNJNYOHPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.