Brett Goldstein
Brett Goldstein is a registered investment advisor at LPL Financial LLC, based in Jericho, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
500 North Broadway, Suites 260 & 242, Jericho, NY, 11753
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brett is an insurance agent selling life and health insurance products since 1992, dedicating about 10-20% of his time. He also works as an office manager for Handwriting Expert New York Inc. (about a quarter of his time) and owns The Pension Dept Inc., a 401k third-party administrator (nearly full-time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
American Investment Planners LLC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
New Times Securities Services, INC.Broker
New Times Securities Services, INC.Broker
Princeton Equity Securities, INC.Broker
Franklin Financial Services CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.