DW
DW
Danny Waller
33 Years of Experience
Ormond Beach, FL
3 DisclosuresBroker
Danny Waller is a registered investment advisor at Wells Fargo Advisors, based in Ormond Beach, FL, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1200 W Granada Blvd, Unit 6B, Ormond Beach, FL, 32174
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002Settled
Customer Dispute
September 2001Denied
Customer Dispute
December 2000Award / Judgment
Other Business Activities
Danny has 100% ownership of Dan Waller LLC since May 2024. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Wells Fargo Advisors
May 2024 - Present · 2 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - June 2024 · 15 yrs
Morgan Stanley
June 2009 - June 2024 · 15 yrs
Citigroup Global Markets INC.
March 2009 - June 2009 · 3 mos
Citigroup Global Markets INC.Broker
March 2009 - June 2009 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1994 - March 2009 · 14 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - March 2009 · 14 yrs 5 mos
American Express Financial Advisors INC.Broker
November 1992 - September 1994 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
November 1992 - September 1994 · 1 yr 10 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.