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Jason Weese

Merrill Lynch, Pierce, Fenner & Smith Incorporated
33 Years of Experience
Windermere, FL
1 DisclosureBroker
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Jason Weese is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Windermere, FL, with 33 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25502 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

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Location

Windermere, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason is a member of 12 LLC, investing in real estate since 2012, dedicating minimal time. He also owns rental property in Scottsdale, AZ since 2016, and is a member of Jason 13 LLC, transferring an AZ residence into the LLC.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - Present · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - Present · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - Present · 10 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - October 2016 · 7 yrs 4 mos
Morgan Stanley
June 2009 - October 2016 · 7 yrs 4 mos
Citigroup Global Markets INC.
October 1993 - June 2009 · 15 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1993 - July 1993 · 2 mos
Fortis Investors, INC.Broker
October 1992 - April 1993 · 6 mos
State Registrations33 states
AKAZCACOCTFLGAHIIAIDILINKSKYMAMIMNMOMTNCNJNMNVNYORPRSCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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