Michael Cohen

31 Years of Experience

New York, NY

Broker

View SEC Summary

Michael Cohen is a registered investment advisor, based in New York, NY, with 31 years of industry experience.

Location

2 Grand Central Tower, 140 E 45th Street, 28th Floor, New York, NY, 10017

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Michael is a partner at Summit Trail Advisors, an RIA, and a registered representative at Summit Trail Securities, LLC, a broker-dealer. Both roles are investment-related and take up a full-time commitment.

Employment History

Current Registrations

Summit Trail Securities, LLCBroker

April 2017 - Present · 9 yrs 1 mo

Summit Trail Advisors, LLC

October 2015 - Present · 10 yrs 7 mos

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

October 2015 - March 2017 · 1 yr 5 mos

Barclays Capital INC.

January 2009 - October 2015 · 6 yrs 9 mos

Barclays Capital INC.Broker

September 2008 - October 2015 · 7 yrs 1 mo

Lehman Brothers INC.

February 2008 - October 2008 · 8 mos

Lehman Brothers INC.Broker

October 1996 - September 2008 · 11 yrs 11 mos

Wasserstein Perella Securities, INC.Broker

June 1996 - October 1996 · 4 mos

J.P. Morgan Securities INC.Broker

December 1992 - February 1995 · 2 yrs 2 mos

State Registrations2 states

NYTX

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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