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Frank Ramey

33 Years of Experience
Fayetteville, NC
8 DisclosuresBroker

Frank Ramey is a registered investment advisor at Wells Fargo Advisors, based in Fayetteville, NC, with 33 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4140 Ferncreek Dr Ste 105, Buckhead Plaza, Fayetteville, NC, 28314

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2025
Judgment / Lien
November 2025
Judgment / Lien
October 2025
Judgment / Lien
February 2025
Judgment / Lien
February 2024
Judgment / Lien
October 2023
Judgment / Lien
June 2021
Judgment / Lien
October 2020
Other Business Activities

Frank is the executor of his father's estate since 2003 and owns rental property in Austin, TX since 1979. These activities are investment-related and require minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
September 2005 - January 2008 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
September 1998 - January 2008 · 9 yrs 4 mos
Interstate/johnson Lane CorporationBroker
November 1992 - September 1998 · 5 yrs 10 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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