Stephen Kelly
Stephen Kelly is a registered investment advisor at Truist Advisory Services, INC., based in Gainesville, GA, with 28 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 124,359 clients with $68B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Truist Advisory Services (TAS) offers investment consulting services where fees are negotiable and can be a fixed dollar amount or a percentage of the client's assets. The fee is billed quarterly in arrears.
The AMC Advantage program charges an asset-based fee that includes client-related services, custodial, execution, and reporting services. This fee does not include portfolio management fees charged separately by the investment managers selected by the client. The Program Fees are negotiable and may differ from Client to Client. The Program Fee is billed quarterly in advance.
Location
455 Jesse Jewell Pkwy Sw, Gainesville, GA, 30501
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2017Customer Dispute
January 2009Other Business Activities
Stephen owns and invests in rental real estate properties since 2015. This activity requires minimal time.
Employment History
Current Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.
Truist Investment Services, INC.Broker
Previous Registrations
Reliance Securities, LLCBroker
Suntrust Investment Services, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Equitable Distributors, INC.Broker
Touchstone Securities, INC.Broker
Mutual Service CorporationBroker
Barnett Investments, INC.Broker
First Union Brokerage Services, INC.Broker
First Union Brokerage Services, INC.Broker
Asset Securities CorporationBroker
PCM Securities Limited, L.P.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.