KL
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Kathleen Leith

32 Years of Experience
Leawood, KS
2 DisclosuresBroker

Kathleen Leith is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Leawood, KS, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

4000 West 114th St., Suite 150, Leawood, KS, 66211

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1994
Final Disposition
Criminal
March 1993
Final Disposition
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2023 - Present · 3 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
March 2008 - Present · 18 yrs 2 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
January 2006 - January 2008 · 2 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
December 2001 - December 2005 · 4 yrs
Hoak Breedlove Wesneski & CO.Broker
May 2000 - October 2001 · 1 yr 5 mos
George K. Baum & CompanyBroker
May 1994 - May 2000 · 6 yrs
George K. Baum & CompanyBroker
May 1993 - May 1994 · 1 yr
Piper Jaffray INC.Broker
December 1992 - May 1993 · 5 mos
State Registrations4 states
FLKSMONM
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.