RH
RH

Robert Hanley

33 Years of Experience
Gulf Shores, AL
2 DisclosuresBroker

Robert Hanley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gulf Shores, AL, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

3817 Gulf Shores Pkwy Ste 2, Gulf Shores, AL, 36542

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Denied
Customer Dispute
March 1998
Denied
Other Business Activities

Robert is the sole shareholder of RS Hanley Inc for internal expense control of his practice. He is also a new member of the Finance Committee for Hanley, and works with Barefoot Model & Talent Agency, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2011 - Present · 14 yrs 10 mos
Ameriprise Financial Services, LLC
July 2011 - Present · 14 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - July 2011 · 8 yrs
Wells Fargo Advisors, LLCBroker
July 2003 - July 2011 · 8 yrs
Prudential Securities Incorporated
October 1994 - July 2003 · 8 yrs 9 mos
Prudential Securities IncorporatedBroker
December 1992 - July 2003 · 10 yrs 7 mos
State Registrations32 states
AKALARCACOCTFLGAIAIDILKYLAMAMDMIMOMSMTNCNJNYOHORPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.