Joseph Demaria
Joseph Demaria is a registered investment advisor at LPL Financial LLC, based in Fullerton, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
230 W Wilshire Ave, Fullerton, CA, 92832
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2012Other Business Activities
Joseph operates under two DBAs for his LPL business: Investment Services at Credit Union of Southern California (since 2017) and SoCal Wealth Mgmt (since 2019). He dedicates a full-time commitment to these activities during securities trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Fsc Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.