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Hugh Hembree

20 Years of Experience
Fort Smith, AR
Broker

Hugh Hembree is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Fort Smith, AR, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

3220 Old Greenwood Rd, Fort Smith, AR, 72903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hugh is an officer/director/owner of Sugar Hill Farm, Inc., a real estate holding company, and serves as a trustee for John Brown University. He also volunteers for the University of Arkansas and is the treasurer and board member for the Fort Smith Regional Art Museum, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - Present · 16 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2009 - Present · 16 yrs 6 mos
Previous Registrations
Merchants Investment Center, INC.Broker
May 1993 - September 1997 · 4 yrs 4 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.