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Tammy Friend

32 Years of Experience
Sarasota, FL
Broker

Tammy Friend is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sarasota, FL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2 N Tamiami Trail, Suite 600, Sarasota, FL, 34236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tammy is an associate/employee at Rosnack Financial Group since 2005. This support company role takes about half of Tammy's time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2009 - Present · 17 yrs
Raymond James Financial Services, INC.Broker
October 2005 - Present · 20 yrs 11 mos
Previous Registrations
Raymond James Financial Services
October 2005 - October 2009 · 4 yrs
Ameriprise Financial Services, INC.
February 2003 - October 2005 · 2 yrs 8 mos
Ameriprise Financial Services, INC.Broker
December 1993 - October 2005 · 11 yrs 10 mos
Ids Life Insurance CompanyBroker
December 1993 - October 2005 · 11 yrs 10 mos
State Registrations4 states
FLNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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