JB
JB

John Berg

32 Years of Experience
Minneapolis, MN
Broker

John Berg is a registered investment advisor, based in Minneapolis, MN, with 32 years of industry experience.

Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
American Enterprise Investment Services INC.Broker
January 2022 - Present · 4 yrs 4 mos
American Enterprise Investment Services INC.
January 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLC
January 2014 - Present · 12 yrs 4 mos
Ameriprise Financial Services, LLCBroker
July 2005 - Present · 20 yrs 10 mos
Ameriprise Financial Services, LLC
July 2005 - Present · 20 yrs 10 mos
Previous Registrations
Quasar Distributors, LLCBroker
January 2005 - June 2005 · 5 mos
American Express Financial Advisors INC.Broker
November 1993 - December 2004 · 11 yrs 1 mo
Ids Life Insurance CompanyBroker
November 1993 - December 2004 · 11 yrs 1 mo
State Registrations8 states
IAILMIMNNDNESDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.