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Kevin Moore

LPL Financial LLC
32 Years of Experience
Bloomington, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Kevin Moore is a registered investment advisor at LPL Financial LLC, based in Bloomington, IL, with 32 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2101 Eastland Dr. Suite A2, Bloomington, IL, 61704

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin is involved with Capitas Financial selling non-variable insurance, dedicating minimal time. He also operates Fibonacci Wealth Alliance as a DBA for his LPL business, spending about a quarter of his time during securities trading, and refers clients to Medicare Back Office, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
September 2012 - Present · 14 yrs 1 mo
LPL Financial LLCBroker
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - September 2012 · 3 yrs 8 mos
Raymond James Financial Services
August 2001 - January 2009 · 7 yrs 5 mos
Raymond James Financial Services, INC.Broker
June 2001 - September 2012 · 11 yrs 3 mos
Natcity Insurance Services, INC.Broker
February 1999 - April 2001 · 2 yrs 2 mos
Natcity Investments, INC.Broker
January 1999 - April 2001 · 2 yrs 3 mos
Van Kampen Funds INC.Broker
December 1998 - January 1999 · 1 mo
Van Kampen Funds INC.Broker
July 1997 - October 1998 · 1 yr 3 mos
Kemper Distributors, INC.Broker
July 1996 - February 1997 · 7 mos
Ameritrade, INC.Broker
February 1995 - November 1995 · 9 mos
Ffg Investments INC.Broker
October 1994 - October 1995 · 1 yr
Van Kampen Merritt INC.Broker
December 1992 - September 1994 · 1 yr 9 mos
State Registrations27 states
ALARAZCACOFLIAIDILINKYMAMNMOMTNCNENHNVOHOKPATNTXUTVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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