HM
HM

Hollis Martin

32 Years of Experience
Gretna, LA
2 DisclosuresBroker

Hollis Martin is a registered investment advisor at LPL Financial LLC, based in Gretna, LA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

519 Huey P. Long Ave, Ste 205, Gretna, LA, 70053

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012
Denied
Customer Dispute
April 2007
Settled
Other Business Activities

Hollis operates under the DBA Martin Investment Management, LLC since 2006. Since 2013, Hollis also receives farm income from Martin Farms, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
December 2006 - Present · 19 yrs 5 mos
LPL Financial LLCBroker
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
November 2004 - November 2006 · 2 yrs
Morgan Keegan & Company, INC.Broker
April 2001 - November 2006 · 5 yrs 7 mos
Regions Investment Company, INC.Broker
January 1998 - April 2001 · 3 yrs 3 mos
Fidelity Brokerage Services, INC.Broker
February 1994 - December 1997 · 3 yrs 10 mos
American Express Financial Advisors INC.Broker
March 1993 - November 1993 · 8 mos
Ids Life Insurance CompanyBroker
March 1993 - November 1993 · 8 mos
State Registrations7 states
COILLAMOMSSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.