LO
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Louis Osso
32 Years of Experience
Scarsdale, NY
Broker
Louis Osso is a registered investment advisor at Raymond James & Associates, INC., based in Scarsdale, NY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Scarsdale, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
March 2012 - September 2016 · 4 yrs 6 mos
Deutsche Bank Securities INC.Broker
July 2011 - September 2016 · 5 yrs 2 mos
Mps Fixed Income LLCBroker
July 2011 - December 2011 · 5 mos
Mps Global Securities, LLCBroker
January 2011 - September 2011 · 8 mos
First New York Securities L.L.C.Broker
January 2011 - August 2011 · 7 mos
Kellogg Partners Institutional Services LLCBroker
April 2009 - December 2010 · 1 yr 8 mos
Bnp Paribas Prime Brokerage, INC.Broker
August 2008 - February 2009 · 6 mos
Banc of America Securities LLCBroker
May 2005 - October 2008 · 3 yrs 5 mos
UBS International INC.Broker
June 2001 - April 2005 · 3 yrs 10 mos
UBS Warburg LLCBroker
June 1999 - May 2001 · 1 yr 11 mos
Waterhouse Securities, INC.Broker
May 1993 - June 1999 · 6 yrs 1 mo
Hibbard Brown & CO., INC.Broker
January 1993 - March 1993 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.