Alka Oberoi
Alka Oberoi is a registered investment advisor at Leading Edge Wealth Management, LLC, based in Rolling Meadows, IL, with 33 years of industry experience. Alka operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 110 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable depending on individual client circumstances.
Fee Estimator
Location
1600 Golf Road, Suite 1200, Rolling Meadows, IL, 60008
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2004Other Business ActivitiesSells Insurance
Alka is a principal of Leading Edge Wealth Management since 2009, dedicating nearly full-time hours during market hours. She also sells fixed life insurance products, spending a few hours per week on this non-investment related activity.
Employment History
Current Registrations
Leading Edge Wealth Management, LLC
Previous Registrations
Leigh Baldwin & CO., LLCBroker
Omnivest, INC.Broker
Brewer Investment Advisers, LLC
Brewer Financial Services, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.