Kevin Kelly
Kevin Kelly is a registered investment advisor at Cetera Investment Advisers LLC, based in Schaumburg, IL, with 19 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL, 60173-2096
Get directionsHistory
Regulatory History (11)
Customer Dispute
February 2026Customer Dispute
January 2026Customer Dispute
April 2025Customer Dispute
February 2025Customer Dispute
December 2024Customer Dispute
August 2024Customer Dispute
May 2024Customer Dispute
May 2024Customer Dispute
March 2024Customer Dispute
August 2023Customer Dispute
August 2023Other Business ActivitiesSells Insurance
Kevin is a managing partner at Legacy Capital Advisors, LLC, a wealth management firm, and a member of Resurgens Investments, LLC, which handles Avantax business and rental income. He also sells fixed index annuities and insurance products through Avantax Insurance Agency, dedicating minimal time to each of these activities, except for Resurgens which takes up nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Ifg Advisory, LLC
Ifg Advisory, LLC
Legacy Capital Advisors, LLC
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.