WT
WT

William Robert Todd

29 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,140 clients
Average Client Portfolio
$948K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Included in AUM fee
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Location

2500 Regency Parkway, Cary, NC, 27518

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a partner at Certine, LLC, a company focused on flatware research and distribution. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Wealthshield Partners, LLC
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
Kovack Securities INC.Broker
October 2014 - December 2021 · 7 yrs 2 mos
Harborview Advisors
September 2014 - December 2021 · 7 yrs 3 mos
Cantella & CO., INC.
November 2004 - October 2014 · 9 yrs 11 mos
Cantella & CO., INC.Broker
November 2004 - October 2014 · 9 yrs 11 mos
First Allied Securities, INC.
November 2002 - November 2004 · 2 yrs
First Allied Securities, INC.Broker
November 2002 - November 2004 · 2 yrs
Morgan Stanley
June 2002 - November 2002 · 5 mos
Morgan Stanley Dw INC.Broker
February 2000 - November 2002 · 2 yrs 9 mos
Intercapital Government Securities INC.Broker
January 1996 - July 1999 · 3 yrs 6 mos
State Registrations1 state
ME
Advisor
Exams
No exam information available for this advisor.