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Erica Feldblum

LPL Financial LLC
33 Years of Experience
Holliston, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Erica Feldblum is a CFP-designated registered investment advisor at LPL Financial LLC, based in Holliston, MA, with 33 years of industry experience. Erica is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Holliston, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Erica operates several DBAs for her LPL business and a tax/investment entity. She also sells fixed insurance products, works as a black jack dealer at Encore Casino, and owns rental real estate, dedicating minimal time to each of these activities outside of her LPL business.

Employment History
Current Registrations
LPL Financial LLC
January 2006 - Present · 20 yrs 9 mos
LPL Financial LLCBroker
May 1999 - Present · 27 yrs 5 mos
LPL Financial LLC
May 1999 - Present · 27 yrs 5 mos
Previous Registrations
Dietz & Lynch Capital
September 2013 - December 2014 · 1 yr 3 mos
P.L.A.N.
October 2009 - December 2013 · 4 yrs 2 mos
401(k) Advisors Group
June 2007 - May 2010 · 2 yrs 11 mos
Fleet Enterprises, INC.Broker
January 1999 - June 1999 · 5 mos
Fis Securities, INC.Broker
January 1996 - May 1999 · 3 yrs 4 mos
Mds Securities IncorporatedBroker
June 1994 - December 1995 · 1 yr 6 mos
Essex National Securities, INC.Broker
April 1994 - June 1994 · 2 mos
Wall Street Investor ServicesBroker
July 1993 - June 1994 · 11 mos
Marketing One Securities, INC.Broker
November 1992 - October 1993 · 11 mos
State Registrations33 states
AKALAZCACOCTDCDEFLGAHILAMAMDMEMNMONCNHNJNMNYORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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