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Theodore Rich is a registered investment advisor at D.A. Davidson & CO., based in Minden, NV, with 33 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1644 Us Hwy 395 N, Suite 1B, Minden, NV, 89423
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2009Denied
Employment History
Current Registrations
D.A. Davidson & CO.Broker
April 2020 - Present · 6 yrs 1 mo
D.A. Davidson & CO.
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - April 2020 · 9 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - April 2020 · 9 yrs 3 mos
Wells Fargo Investments, LLC
February 2005 - January 2011 · 5 yrs 11 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - August 2002 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
March 1999 - December 2000 · 1 yr 9 mos
Wells Fargo Securities INC.Broker
September 1993 - May 2001 · 7 yrs 8 mos
Marketing One Securities, INC.Broker
November 1992 - September 1993 · 10 mos
State Registrations23 states
AZCACODEFLHIIDILMAMIMOMTNCNVNYOKORSCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.