Mark Brost
Mark Brost is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Ladysmith, WI, with 33 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
818 Roesler Avenue W, Ladysmith, WI, 54848
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a registered representative and investment advisor representative doing business through Brost Financial Services, LP, which is affiliated with Avantax. He also sells various annuity products through Avantax Insurance Agency, taking a few hours per week, and operates under the DBA TruPlan Financial Advisors.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Marquette Financial Group, INC.Broker
Aegon USA Securities INC.Broker
First Midwest Securities, INC.Broker
Quest Capital Strategies, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.