David Smith is a CFP-designated registered investment advisor, based in Miami, FL, with 33 years of industry experience.
Location
7765 SW 87th Ave, Suite 201, Miami, FL, 33173
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved in various business activities, including real estate as a sales associate and loan originator, tax preparation/accounting as an owner, and fiduciary appointments as trustee and power of attorney. He also sells fixed indexed annuities, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
H.D. Vest Advisory Services, INC
Avantax Investment Services, INC.Broker
State Registrations3 states
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