Theresa Pohlman
Theresa Pohlman is a registered investment advisor at LPL Financial LLC, based in Indian Harbour Beach, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Indian Harbour Beach, FL
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Regulatory History (1)
Customer Dispute
May 1998Other Business ActivitiesSells Insurance
Theresa operates Synergy Wealth as a DBA for her LPL business and also engages in non-variable insurance activities. She also uses Diversified Capital Solutions, Inc. for tax accounting purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Investors Capital Advisory
Investors Capital CORP.Broker
Financial Advisors Network, LLCBroker
Uvest Financial Services Group, INC.Broker
Medallion Equities, INC.Broker
Wma Securities, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.