Armand Batocabe is a registered investment advisor, based in Rowland Heights, CA, with 20 years of industry experience. Armand is also registered as a broker, so some compensation may come from commissions on products sold.
Location
18250 Colima Rd. Ste 101, Rowland Heights, CA, 91748
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hcc Securities Group, INCBroker
July 2026 - Present · 3 mos
Golden State Capital INC.
June 2026 - Present · 4 mos
Previous Registrations
X Capital Advisors LLC
November 2024 - August 2025 · 9 mos
Securevest Financial GroupBroker
May 2024 - June 2025 · 1 yr 1 mo
Argentis Advisors, INC.
March 2024 - December 2024 · 9 mos
Dalmore Group LLCBroker
October 2009 - November 2013 · 4 yrs 1 mo
Cambridge Investment Research Advisors, INC.
August 2008 - October 2008 · 2 mos
Cambridge Investment Research, INC.Broker
August 2008 - October 2008 · 2 mos
Mutual Service Corporation
January 2005 - July 2008 · 3 yrs 6 mos
Mutual Service CorporationBroker
January 2005 - July 2008 · 3 yrs 6 mos
Wachovia Securities, LLCBroker
October 2000 - September 2004 · 3 yrs 11 mos
Wachovia Securities, LLC
October 2000 - September 2004 · 3 yrs 11 mos
First Union Brokerage Services, INC.Broker
October 1997 - October 2000 · 3 yrs
Lm Capital Securities, INC.Broker
May 1994 - October 1997 · 3 yrs 5 mos
South Richmond Securities, INC.Broker
January 1993 - October 1993 · 9 mos
State Registrations4 states
CAFLNYPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.