Stephen Gaudino is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
780 Fetzner Road, Rochester, NY, 14626
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen owns multiple real estate rental properties and SLG Properties, Inc. He also operates Stephen Gaudino CPA, PC, a tax preparation/accounting/CPA business, taking about half of his time, and works as a notary public for minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Bryn Mawr Securities INC.Broker
State Registrations20 states
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