JM
JM

John Marino

33 Years of Experience
Rochester, NY
Broker

John Marino is a registered investment advisor at Wells Fargo Advisors, based in Rochester, NY, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1640 Penfield Rd, Ste 100, Rochester, NY, 14625

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
May 2019 - Present · 7 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - May 2019 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
April 2009 - May 2019 · 10 yrs 1 mo
Citigroup Global Markets INC.Broker
June 2004 - April 2009 · 4 yrs 10 mos
Hsbc Brokerage (USA) INC.Broker
July 2003 - July 2004 · 1 yr
Citigroup Global Markets INC.Broker
July 1993 - July 2003 · 10 yrs
Lehman Brothers INC.Broker
January 1993 - July 1993 · 6 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Marino - Financial Advisor | TrueAdvisor