Robert Paneral
Robert Paneral is a registered investment advisor at LPL Financial LLC, based in Mt. Prospect, IL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
320 E Northwest Hwy, Mt. Prospect, IL, 60056
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2000Other Business Activities
Robert operates under Wintrust Investments as a DBA for his LPL business since September 2024. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Standard Brokerage Services, INC.Broker
First Nbd Investment Services, INC.Broker
Essex National Securities, INC.Broker
First Colonial Investment Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.