Robert Paneral
Robert Paneral is a registered investment advisor at LPL Financial LLC, based in Prospect Heights, IL, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
606 Milwaukee Ave, Prospect Heights, IL, 60070
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2000Other Business Activities
Robert operates under Wintrust Investments as a DBA for his LPL business since September 2024. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Standard Brokerage Services, INC.Broker
First Nbd Investment Services, INC.Broker
Essex National Securities, INC.Broker
First Colonial Investment Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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