Shelly Woodley is a registered investment advisor, based in Mt Vernon, IA, with 19 years of industry experience.
Location
204 Glenn St., Ste 2, Mt Vernon, IA, 52314
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shelly is an independent insurance agent for various independent insurance companies, dedicating minimal time to this activity. She is also an advisory representative of a Registered Investment Advisor (RIA), taking about half of her time, and an Investment Advisor Representative (IAR) under a DBA name, working full-time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Princor Financial Services CorporationBroker
Pruco Securities CorporationBroker
Princor Financial Services CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.