Francis Obrien is a registered investment advisor at LPL Financial LLC, based in Oradell, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
800 Kinderkamack Rd.Ste 100S, Oradell, NJ, 07649
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Francis operates Cassa Wealth Management as a DBA for his LPL business. This investment-related activity takes up all of Francis's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Hightower Securities, LLCBroker
Aig Capital Services, INC.Broker
Crossroads Capital Distributors, LLCBroker
Kbs Capital Markets Group LLCBroker
Sun Life Financial Distributors, INC.Broker
MML Investors Services, INC.Broker
Wall Street Investor ServicesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.