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Alika Garcia

Ameriprise Financial Services, LLC
31 Years of Experience
Kailua Kona, HI
3 DisclosuresBroker
View SEC Summary
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Alika Garcia is a registered investment advisor at Ameriprise Financial Services, LLC, based in Kailua Kona, HI, with 31 years of industry experience. Alika is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

75-170 Hualalai Rd, Ste D119, Kailua Kona, HI, 96740

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2017
Closed-No Action
Customer Dispute
May 2010
Closed-No Action
Customer Dispute
January 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alika owns a single-family real estate property in Honolulu, HI, since 2018. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 1995 - Present · 31 yrs 7 mos
Ameriprise Financial Services, LLC
December 1994 - Present · 31 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 1994 - Present · 31 yrs 10 mos
Previous Registrations
Ids Life Insurance CompanyBroker
December 1994 - July 2006 · 11 yrs 7 mos
State Registrations10 states
AZCAHIIDMTNCNVORVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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