Mark Griffin
Mark Griffin is a registered investment advisor at Raymond James & Associates, INC., based in Columbus, IN, with 52 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
Columbus, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is the Director and President of the Cherry Hills Village Police Foundation, a non-profit organization, and a Subcommittee Member and Director for CSB Holdings Inc. These activities each take a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
AXA Advisors, LLCBroker
Coastal Securities L.P.Broker
Bigelow & CompanyBroker
A. G. Edwards & Sons, INC.Broker
Dain Bosworth IncorporatedBroker
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
Kirchner, Moore and CompanyBroker
E. F. Hutton & Company INCBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Piedmont Capital CorporationBroker
State Registrations17 states
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