Roderick Wood is a registered investment advisor, based in San Rafael, CA, with 31 years of industry experience.
Location
4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roderick sells non-variable insurance through Hub International, dedicating about a quarter of his time. He also provides investment advisory services through Global Retirement Partners, spending about half his time on this activity, and owns rental real estate. Additionally, Roderick is involved with Warbucks Investment Club, dedicating minimal time.
Employment History
Current Registrations
HUB International Investment Services INC.
HUB International Investment Services INC.Broker
Global Retirement Partners LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
The Leaders Group, INC.Broker
The Huntington Investment CompanyBroker
Princor Financial Services CorporationBroker
The Great-West Life Assurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.