JH
JH
John Havranek
33 Years of Experience
Dothan, AL
8 DisclosuresBroker
John Havranek is a registered investment advisor at Raymond James & Associates, INC., based in Dothan, AL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1676 Whatley Drive, Dothan, AL, 36303
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013Settled
Customer Dispute
May 2011Withdrawn
Customer Dispute
July 2010Settled
Customer Dispute
February 2010Dismissed
Customer Dispute
February 2010Settled
Customer Dispute
August 2009Settled
Customer Dispute
May 2008Settled
Customer Dispute
April 2008Closed-No Action
Other Business Activities
John owns rental real estate through JRC LLC since 2009, and has minimal time commitment. He also has minority ownership in TEC Clamps LLC since 2017, with no duties and minimal time commitment.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2001 - February 2013 · 11 yrs 6 mos
Morgan Keegan & Company, INC.Broker
April 2001 - February 2013 · 11 yrs 10 mos
Regions Investment Company, INC.Broker
December 1992 - April 2001 · 8 yrs 4 mos
State Registrations14 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.