Jeffrey Hatton
Jeffrey Hatton is a registered investment advisor at LPL Financial LLC, based in Ooltewah, TN, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6020 Relocation Way, Ooltewah, TN, 37363
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2012Other Business Activities
Jeffrey operates as Tennessee Valley Investment Advisors, a DBA for his LPL business, dedicating all of his time to it. He also works as a licensed fishing guide, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Bb&t Investment Services, INC.Broker
Bb&t Investment Services, INC.
Ftb Advisors, INC.
First Tennessee Brokerage, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Suntrust Securities, INC.Broker
Suntrust Securities, INC.
Ncf Financial Services, INC.
Ncf Financial Services, INC.Broker
Invest Financial CorporationBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Dean Witter Reynolds INC.Broker
Vanguard Marketing CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.