Alan Kent is a CFP-designated registered investment advisor, based in Alexandria, LA, with 33 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1446 Dorchester Drive, Alexandria, LA, 71301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alan is an officer of Alan Eric Kent LLC, a holding company or tax/bill payment entity, since 2010. He is also a successor trustee for the Kent Living Trust, dedicating minimal time, and an advisor for Silver Compass Advisors, spending nearly full-time on this role.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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