Eric Katzman is a CFA-designated registered investment advisor at Rockingstone Advisors, based in Great Barrington, MA, with 30 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 63 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $15.0M | 1.00% |
| $15M+ | 0.85% |
All investment fees are negotiable. If you elect to invest in digital assets, then Rockingstone shall also charge you an annual flat fee of 1.00% of the digital assets in your digital asset account
Fee Estimator
Location
292 Main Street, Suite 32, Great Barrington, MA, 01230
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric serves on the Board of Trustees for Oberlin College and the Berkshire Natural Resource Council, and on the Advisory Board for Jove Island Acquisition Corp, all in investment-related roles. These activities require minimal time commitment.
Employment History
Current Registrations
Rockingstone Advisors
Previous Registrations
Rockingstone Advisors
Deutsche Bank Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
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