KD
CFP
KD
CFP

Kenneth Dicairano

32 Years of Experience
Elmsford, NY
1 DisclosureBrokerSells Insurance

Kenneth Dicairano is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Elmsford, NY, with 32 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

565 Taxter Road Suite 625 6th Floor, Elmsford, NY, 10523

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Denied
Other Business ActivitiesSells Insurance

Kenneth is involved in outside insurance sales, including property/casualty, life & health, disability, long-term care, and fixed annuities, dedicating minimal time. He also assists customers with life settlement sales and is an inactive CPA, and is a partner in Harbor Oak Professional Services, LLC, dedicating a few hours per week to managing tax-related matters.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 1 mo
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Msi Financial Services, INC.Broker
May 2006 - March 2017 · 10 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 2006 - July 2007 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
May 1993 - May 2006 · 13 yrs
Ids Life Insurance CompanyBroker
May 1993 - May 2006 · 13 yrs
State Registrations49 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Dicairano - Financial Advisor | TrueAdvisor