PG
PG

Peter Gabriel

16 Years of Experience
Stamford, CT
Broker

Peter Gabriel is a registered investment advisor at LPL Financial LLC, based in Stamford, CT, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

200 Elm St, Stamford, CT, 06901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is involved in real estate rental through Gabriel Realty, LLC, dedicating minimal time. He also works at Webster Bank as Director of Relationship Management and Sales, dedicating nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
December 2015 - Present · 10 yrs 7 mos
LPL Financial LLCBroker
December 2015 - Present · 10 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
February 2010 - January 2014 · 3 yrs 11 mos
Wells Fargo Advisors, LLCBroker
May 2008 - January 2014 · 5 yrs 8 mos
L.C. Wegard & CO., INC.Broker
November 1994 - November 1994 · 0 mos
D. Blech & Company, IncorporatedBroker
June 1994 - October 1994 · 4 mos
American Express Financial Advisors INC.Broker
October 1993 - October 1993 · 0 mos
Ids Life Insurance CompanyBroker
October 1993 - October 1993 · 0 mos
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.