Jan Spielman
Jan Spielman is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Storm Lake, IA, with 33 years of industry experience. Jan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
722 Lake Ave, Storm Lake, IA, 50588
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2011Customer Dispute
April 2010Other Business Activities
Jan owns commercial real estate and another business, dedicating minimal time to each. Jan also serves as Secretary on the Board of Directors for Spielman and is involved in outside employment, spending about 10-20% of their time on it.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Chad Halder, CFPCambridge Investment Research Advisors, INC.
- Alexander Girres, CFP, ChFCEdward Jones