Jan Spielman
Jan Spielman is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Storm Lake, IA, with 33 years of industry experience. Jan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
722 Lake Ave, Storm Lake, IA, 50588
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2011Customer Dispute
April 2010Other Business Activities
Jan owns commercial real estate and another business, dedicating minimal time to each. Jan also serves as Secretary on the Board of Directors for Spielman and is involved in outside employment, spending about 10-20% of their time on it.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.