DS
DS
David Stamper
33 Years of Experience
Cary, NC
5 DisclosuresBroker
David Stamper is a registered investment advisor at Cetera Investment Advisers LLC, based in Cary, NC, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Cary, NC
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023Settled
Customer Dispute
February 2005Settled
Customer Dispute
April 2003Settled
Customer Dispute
October 2002Denied
Customer Dispute
September 2001Award / Judgment
Other Business Activities
David is the owner and registered representative of Stamper Wealth Management, a financial services business, since 2020. This takes him full-time, with most of the hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
October 2006 - May 2021 · 14 yrs 7 mos
Summit Brokerage Services, INC.Broker
October 2006 - September 2019 · 12 yrs 11 mos
Wachovia Securities, LLC
December 2001 - October 2006 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
October 2000 - October 2006 · 6 yrs
Bb&t Investment Services, INC.Broker
August 1999 - August 1999 · 0 mos
First Union Brokerage Services, INC.Broker
July 1995 - October 2000 · 5 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
January 1994 - July 1995 · 1 yr 6 mos
Mid-Atlantic Securities, INC.Broker
December 1993 - January 1994 · 1 mo
A. G. Edwards & Sons, INC.Broker
January 1993 - December 1993 · 11 mos
State Registrations5 states
AZINNCNYVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.