Juan Ortega
Juan Ortega is a registered investment advisor at Truist Advisory Services, INC., based in Key Biscayne, FL, with 33 years of industry experience. Juan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 124,359 clients with $68B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Truist Advisory Services (TAS) offers investment consulting services where fees are negotiable and can be a fixed dollar amount or a percentage of the client's assets. The fee is billed quarterly in arrears.
The AMC Advantage program charges an asset-based fee that includes client-related services, custodial, execution, and reporting services. This fee does not include portfolio management fees charged separately by the investment managers selected by the client. The Program Fees are negotiable and may differ from Client to Client. The Program Fee is billed quarterly in advance.
Location
520 Crandon Blvd, Key Biscayne, FL, 33149
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2004Customer Dispute
March 2001Other Business Activities
Juan is the president of Kendal 102 Corp and Coral Gables Milan Corp, two real estate holding companies for inherited rental properties. He dedicates minimal time to these activities.
Employment History
Current Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Truist Investment Services, INC.
Previous Registrations
Suntrust Investment Services, INC.
Northern Trust Securities, INC
Vision Investment Services, INC.Broker
Northern Trust Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.