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Robert Wood is a registered investment advisor, based in New Canaan, CT, with 33 years of industry experience.
Location
161 Cherry Street, Suite 2D, New Canaan, CT, 06840
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Regulatory History (2)
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Customer Dispute
September 2001Award / Judgment
Customer Dispute
August 2001Denied
Other Business ActivitiesSells Insurance
Robert owns rental properties in Goldens Bridge, NY (since 1985) and Redding, CT (since 2008), dedicating minimal time to these activities. He is also an advisory representative of a RIA in Fairfield, IA, taking nearly full-time hours, and an independent insurance agent for various independent insurance companies in New Canaan, CT, dedicating minimal time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2016 - Present · 9 yrs 11 mos
Cambridge Investment Research, INC.
June 2016 - Present · 9 yrs 11 mos
Cambridge Investment Research, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Commonwealth Financial NetworkBroker
June 2006 - June 2016 · 10 yrs
Commonwealth Financial Network
June 2006 - June 2016 · 10 yrs
Merrill Lynch Pierce Fenner & Smith INC.
May 2001 - June 2006 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2001 - June 2006 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
October 1995 - May 2001 · 5 yrs 7 mos
Diamant Investment CorporationBroker
October 1994 - October 1995 · 1 yr
Delta Equity Services CorporationBroker
March 1993 - October 1994 · 1 yr 7 mos
State Registrations10 states
CACOCTFLMANCNJNYOHPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.