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Mark Lindberg
32 Years of Experience
Dobbs Ferry, NY
1 DisclosureBrokerSells Insurance
Mark Lindberg is a registered investment advisor, based in Dobbs Ferry, NY, with 32 years of industry experience.
Location
84 Main Street, Dobbs Ferry, NY, 10522
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Regulatory History (1)
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Judgment / Lien
June 2010Other Business ActivitiesSells Insurance
Mark is the owner/sole proprietor of Lindberg Tax and Lindberg Tax & Financial Service since 2000, spending a few hours per week on tax preparation. Mark also offers indexed annuities through an Avantax partner, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
November 1995 - September 2025 · 29 yrs 10 mos
Dime Securities of Ny, INC.Broker
May 1993 - October 1995 · 2 yrs 5 mos
State Registrations4 states
CTFLNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.