Jose Feliciano
Jose Feliciano is a registered investment advisor at Integrity Alliance, LLC, based in Austin, TX, with 33 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
300 Colorado St, Ste 2600, Austin, TX, 78701
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2017Customer Dispute
July 2011Regulatory
December 2004Regulatory
March 2003Other Business ActivitiesSells Insurance
Jose is involved in several outside business activities, including owning a non-profit foundation, rental property, and acting as a keynote speaker and author. He also owns Feliciano Insurance and is involved with World Class Advisors, which includes insurance-related activities, dedicating a few hours per week to these ventures.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.