David Smith is a registered investment advisor at Thomas Smith and Associates, INC., based in Greenville, SC, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 5 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable.
Fee Estimator
Location
Greenville, SC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a partner in Second Creek Development, a family office, since 2000. He spends about a quarter of his time managing private family investments.
Employment History
Current Registrations
Thomas Smith and Associates, INC.
Previous Registrations
Uvest Financial Services Group, INC.
Ellington Smith, LLC
Uvest Financial Services And/or Compass Capital
State Registrations1 state
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